Nicola takes first step towards her Level 4 diploma

Some good news for Nicola Hemming of Kellands Bristol this week, as she has passed her R01: Financial Services, Regulation and Ethics exam.

The RO1 exam is designed to develop your knowledge and understanding of the financial services profession, including regulation, legislation and the Code of Ethics.

Nicola was delighted to chalk up this first exam success as she works her way towards her Level 4 Diploma in Regulated Financial Planning. Her ultimate aim is to progress to become a paraplanner or financial adviser.

It’s an excellent first step. Many congratulations Nicola!

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September 21, 2026

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